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Keith Joseph Alessi

MML Investors Services, LLC

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About Keith Joseph Alessi

Keith Joseph Alessi is a financial professional with over 20 years of experience in the industry. Keith has a wide range of experience in the financial services industry, having worked for various firms including MSI Financial Services, Inc., MetLife Securities Inc., Walnut Street Securities, Inc., Tower Square Securities, Inc., Metropolitan Life Insurance Company, Empire Financial Group, Inc., Windham Securities, Inc., Cantone Research Inc., J.W. Barclay & Co., Inc., Continental Broker-Dealer Corp., and First Hanover Securities, Inc. Currently, Keith is registered with MML Investors Services, LLC and provides financial services in Iselin, NJ.

Firm Information

Keith Alessi is currently registered with MML Investors Services, LLC. MML Investors Services, LLC is a Limited Liability Company headquartered in Springfield, MA, formed in January 2011. The firm is registered with the SEC and in 53 states. They provide a range of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and asset allocation programs. MML Investors Services, LLC manages over $72 billion in assets for individuals, high-net-worth individuals, corporations, trusts, foundations, charitable organizations, pension plans, and insurance companies.
MML Investors Services, LLC

1295 STATE STREET

SPRINGFIELD, MA 01111-0001

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Keith Alessi’s Registration & Firm History

NJ

03/25/2017 - Present

MML Investors Services, LLC (Iselin NJ)

NJ

03/07/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (ISELIN NJ)

NJ

05/11/2005 - 12/23/2014

METLIFE SECURITIES INC. (SOMERSET NJ)

CA

07/10/2006 - 09/04/2013

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NJ

10/05/2005 - 09/04/2013

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

05/11/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

FL

01/03/2003 - 04/14/2005

EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)

NY

04/29/2002 - 12/31/2002

WINDHAM SECURITIES, INC. (NEW YORK NY)

NJ

02/02/2001 - 04/24/2002

CANTONE RESEARCH INC. (EATONTOWN NJ)

NJ

10/05/1999 - 01/26/2001

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

NY

09/27/1996 - 10/19/1999

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

01/01/1996 - 10/24/1996

FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)

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Licenses & Designations

BC

Issued 01/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Keith Joseph Alessi. Review regulatory record here.
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