Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Jonathan Behrens is a financial advisor with Stephens, based in DALLAS, TX. Keith has been in the industry since 1996 and holds the Series 7, 24, 63, 79TO, and SIE licenses. Keith is a registered representative in Arkansas and Texas and specializes in a wide range of services including Portfolio Management for Businesses, Portfolio Management for Individuals, Financial Planning, Pension Consulting, Educational Seminars, and Publication of Periodicals. Keith has previously worked with Energy Capital Solutions LLC, Bear, Stearns & Co. Inc., Wasserstein Perella & Co., Inc., and NationsBanc Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/12/2009 - Present
Stephens (DALLAS TX)
TX
10/22/2002 - 06/03/2009
ENERGY CAPITAL SOLUTIONS LLC (DALLAS TX)
NY
10/30/2000 - 11/02/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/11/1997 - 08/11/2000
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
NY
07/27/1994 - 07/11/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 02/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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