Unclaimed
Keith Jeffrey Stommes is a financial advisor with Transamerica Retirement Advisors, LLC. Keith has been in the financial industry since 2013. Keith has a broad range of experience in the financial services industry, including serving as a financial advisor at Wells Fargo Advisors, LLC and Landmark Investment Group, Inc. Keith is registered with the state of Minnesota as an Investment Advisor Representative. Keith is also registered with FINRA as a Registered Representative. Keith is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/03/2017 - Present
Transamerica Retirement Advisors, LLC (Maple Grove MN)
MN
06/17/2014 - 12/02/2015
WELLS FARGO ADVISORS, LLC (ROSEVILLE MN)
NJ
12/14/2010 - 01/10/2012
LANDMARK INVESTMENT GROUP, INC (SECAUCUS NJ)
IA
Issued 01/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Stommes is the right advisor for you? Invested Better is here to help.