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Keith James Peterson

D.a. Davidson & Co.

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About Keith James Peterson

Keith James Peterson is a financial advisor with D.a. Davidson & Co. Keith has been in the industry since 2012. Keith is a Certified Financial Planner and is registered to provide investment advice in 32 states. Keith specializes in providing financial planning, pension consulting and portfolio management for both individuals and businesses. Keith has previously worked at Smith Hayes Financial Services Corporation. Keith is licensed to provide investment advice through D.a. Davidson & Co. and is also licensed to provide investment advice in Texas and Nebraska. Keith has earned a number of industry designations including the Series 7 and 66 licenses as well as the SIE exam.

Firm Information

Keith Peterson is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Peterson’s Registration & Firm History

NE

09/22/2018 - Present

D.a. Davidson & Co. (LINCOLN NE)

NE

08/10/2012 - 07/25/2016

SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)

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Licenses & Designations

BOTH

Issued 12/20/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Keith James Peterson.
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