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Keith James McPhee

Nylife Securities LLC

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About Keith James McPhee

Keith James McPhee is a financial advisor with Nylife Securities LLC, located in Waltham, MA. Keith McPhee has been in the financial industry since April 21, 1998. Keith McPhee is registered with the state of Massachusetts and Virginia. Keith McPhee is also registered with FINRA.

Firm Information

Keith McPhee is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith McPhee’s Registration & Firm History

MA

01/11/2005 - Present

Nylife Securities LLC (WALTHAM MA)

VA

02/24/2003 - 12/15/2004

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

MO

05/18/2001 - 03/11/2003

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MA

03/06/2000 - 05/21/2001

FECHTOR, DETWILER & CO., INC. (BOSTON MA)

MA

03/27/1998 - 06/13/2000

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 03/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith James McPhee.
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