Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith James Koerber is a financial advisor with over 40 years of experience in the industry. Keith is registered with UBS Financial Services Inc., and has a strong background in investment management and financial planning. Keith is a Chartered Financial Analyst (CFA) and holds the Series 7, 9, 10, 15 and 63 licenses. Keith has worked at UBS Financial Services Inc. since 1990.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
02/08/2010 - Present
UBS Financial Services Inc. (TROY MI)
NA
03/05/1990 - 03/14/1990
PAINEWEBBER INCORPORATED
NY
12/04/1980 - 03/14/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/19/1978 - 01/03/1981
KIDDER, PEABODY & CO. INCORPORATED
NA
03/29/1978 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
01/18/1978 - 04/25/1978
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
03/01/1977 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 10/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 11/19/1985
Series 5 - Interest Rate Options Examination
BC
Issued 02/17/1981
PC - AMEX Put and Call Exam
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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