Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Kozubal is a financial advisor with over 8 years of experience in the industry. Keith is registered with Western Wealth Management LLC and has been with them since November 2021. Prior to that, Keith was a financial advisor at Morgan Stanley from November 2018 to November 2021, and Edward Jones from June 2018 to August 2018. Keith has a strong background in investment advisory services and financial planning. Keith holds a variety of licenses and certifications including Series 3, 6, 7, 30, 31, 34, 63 and 66. Western Wealth Management LLC is an independent investment advisor firm. Keith is also a real estate co-owner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/07/2021 - Present
Western Wealth Management LLC (Frisco CO)
CO
11/12/2018 - 11/22/2021
MORGAN STANLEY (COLORADO SPRINGS CO)
CO
06/18/2018 - 08/09/2018
EDWARD JONES (ELIZABETH CO)
CO
09/17/2014 - 12/22/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (CASTLE ROCK CO)
CO
11/08/2013 - 09/03/2014
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
11/30/2012 - 08/10/2013
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 03/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 01/17/2012
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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