Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Hubbard is a financial professional with over 20 years of experience in the financial services industry. He has a strong background in investment advisory, with a focus on portfolio management for both businesses and individuals. Keith is registered with J.P. Morgan Securities LLC and holds a Series 7, Series 24, Series 63, and Series 66 license. He is also a Registered Investment Advisor (RIA) in Illinois. Before joining J.P. Morgan Securities, Keith worked at Fidelity Brokerage Services LLC, Ameriprise Financial Services, LLC, and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
06/21/2022 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
07/13/2021 - 04/11/2022
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
NY
08/18/2000 - 05/25/2021
AMERIPRISE FINANCIAL SERVICES, LLC (MELVILLE NY)
MN
08/18/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/08/1994 - 08/05/1996
LANTERN INVESTMENTS, INC. (MELVILLE NY)
NY
09/21/1993 - 03/21/1994
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
NY
04/20/1993 - 09/30/1993
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 10/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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