Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Truex is a financial advisor registered with Edelman Financial Engines. Keith has over 20 years of experience in the financial services industry. Keith is a Series 63, 65, 66, 7 and SIE licensed advisor. Keith has previously worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, LORD ABBETT DISTRIBUTOR LLC, DWS INVESTMENTS DISTRIBUTORS, INC, COLUMBIA MANAGEMENT DISTRIBUTORS, INC., ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
NJ
01/05/2023 - Present
Edelman Financial Engines (RED BANK NJ)
NJ
10/02/2014 - 01/14/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Red Bank NJ)
NJ
05/04/2012 - 05/23/2013
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
08/18/2006 - 05/28/2009
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NY
12/06/2004 - 07/21/2006
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (NEW YORK NY)
TN
11/06/2003 - 10/01/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
11/18/1994 - 11/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 5/7/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/18/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 4/3/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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