Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Van Etten is an active investment advisor representative. Keith has been in the industry since November 2, 1989. Keith is currently registered with John Hancock Investment Management LLC in Boston, MA and Vero Beach, FL. Keith has previously been registered with Pinnacle Investments, LLC, Moors & Cabot, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Columbia Management Investment Distributors, Inc., Columbia Management Distributors, Inc., Liberty Funds Distributor, Inc., Colonial Investment Services, and Colonial Investment Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
03/26/2019 - Present
John Hancock Investment Management LLC (BOSTON MA)
MA
03/20/2017 - 03/08/2019
PINNACLE INVESTMENTS, LLC (Mansfield MA)
MA
07/01/2013 - 11/12/2015
MOORS & CABOT, INC. (BOSTON MA)
MA
10/15/2010 - 03/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
05/01/2010 - 07/29/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
07/01/2003 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
03/01/1995 - 05/28/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
02/02/1990 - 03/01/1995
COLONIAL INVESTMENT SERVICES
NA
11/25/1985 - 02/02/1990
COLONIAL INVESTMENT SERVICES, INC.
BOTH
Issued 09/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/17/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Van etten is the right advisor for you? Invested Better is here to help.
