Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Gordon Spencer is a financial advisor who has been in the industry since 2001. Keith is currently registered with LPL Financial LLC. Keith is also registered in 16 states including Florida, New Hampshire, and Texas. Previously, Keith was associated with Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Putnam Retail Management Limited Partnership. Keith specializes in providing financial planning, pension consulting, educational seminars, and consulting and other non-discretionary advisory services. Keith is also a registered representative for LPL Financial LLC, and provides portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/09/2022 - Present
LPL Financial LLC (BOYNTON BEACH FL)
VT
07/17/2015 - 11/10/2021
CITIZENS SECURITIES, INC. (BRATTLEBORO VT)
NH
11/02/2007 - 07/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HANOVER NH)
MA
10/25/2000 - 01/02/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NA
03/04/1987 - 10/17/1990
AMERICAN CAPITAL MARKETING, INC.
NA
03/04/1987 - 12/31/1989
ADVANTAGE CAPITAL CORPORATION
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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