Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Glaspie is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Keith has been in the industry since 2018 and is registered in Missouri. Keith previously worked for Edward Jones and Wells Fargo Clearing Services, LLC. Keith is also a Series 7, 63, 9, 10, and 24 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/07/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
08/08/2022 - 02/29/2024
EDWARD JONES (ST LOUIS MO)
MO
03/23/2021 - 08/10/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
05/06/2019 - 01/08/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
06/28/2018 - 10/08/2018
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 07/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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