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Keith Gerard Gaffney

Foreside Fund Services, LLC

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About Keith Gerard Gaffney

Keith Gerard Gaffney is a financial advisor with over 15 years of experience in the industry. Keith is currently registered with Foreside Fund Services, LLC in St. Petersburg, FL. Previously, Keith was employed with several firms including Lord Abbett Distributor LLC, Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc., DEAM Investor Services, Inc., DWS Investments Distributors, Inc, AIG Global Securities Lending Corp. and AIG Equity Sales Corp. Keith holds the Series 7, Series 24, and Series 63 securities licenses.

Firm Information

Keith Gaffney is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Gaffney’s Registration & Firm History

FL

04/12/2023 - Present

Foreside Fund Services, LLC (St. Petersburg FL)

NJ

05/03/2013 - 12/05/2022

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NY

10/06/2011 - 03/26/2013

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

TN

08/06/2010 - 03/26/2013

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)

NY

09/04/2008 - 04/09/2009

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

NY

09/04/2008 - 09/04/2008

DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)

NY

08/31/2006 - 06/11/2007

AIG GLOBAL SECURITIES LENDING CORP. (NEW YORK NY)

NY

05/13/2005 - 06/11/2007

AIG EQUITY SALES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Gerard Gaffney.
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