Unclaimed
Keith Gillespie is a financial professional with over 20 years of experience in the financial services industry. Keith is currently registered with Nylife Distributors LLC. Keith has a strong background in securities and has held positions with Morgan Stanley DW Inc. and Nebraska Hudson Company, Inc. He is a licensed Series 63, Series 24, Series 7 and SIE licensed advisor, and holds registrations in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2005 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
09/09/2002 - 06/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
05/15/2000 - 06/21/2002
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
BC
Issued 10/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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