Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Gaines Drago is a financial advisor with Ameriprise Financial Services, LLC. Keith has been in the financial services industry since November 6, 1978. Keith is licensed to provide investment advice in Alabama and Texas. Keith has a wide range of experience, having previously worked with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Keith is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
03/29/2019 - Present
Ameriprise Financial Services, LLC (Mobile AL)
AL
02/13/2013 - 03/21/2019
RAYMOND JAMES & ASSOCIATES, INC. (MOBILE AL)
AL
02/23/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MOBILE AL)
AL
01/02/2002 - 03/06/2007
CITIGROUP GLOBAL MARKETS INC. (MOBILE AL)
GA
10/17/1988 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NA
05/14/1988 - 10/19/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/01/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
NY
04/16/1986 - 04/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/01/1978 - 04/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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