Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Fredrick Novak is a financial advisor with LPL Financial LLC. Keith has been in the industry since February 2009 and holds a Series 66, Series 7, and SIE license. Keith is registered with the state of Kansas, Texas and Missouri. Keith is also registered as an Investment Advisor Representative (IAR) in Kansas and Texas. Previously, Keith was with 1st Global Capital Corp from 2008 to 2011. Keith is also a Certified Public Accountant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
10/05/2020 - Present
LPL Financial LLC (KANSAS CITY MO)
MO
11/07/2008 - 11/03/2011
1ST GLOBAL CAPITAL CORP. (KANSAS CITY MO)
BOTH
Issued 12/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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