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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Pinsoneault is a financial advisor with Morgan Stanley, a leading global financial services firm. Keith has been working in the financial services industry since 1980 and holds a variety of licenses and certifications, including Series 7, Series 63, and Series 65. Keith is a Registered Representative of and offers securities and investment advisory services through Morgan Stanley Smith Barney LLC, a registered broker-dealer and investment advisor. Keith's background includes experience with a number of other financial services firms, including Rodman & Renshaw Inc., HBSS Securities, Inc., Cruttenden & Co., Inc., Sutro & Co. Incorporated, Underwood, Neuhaus & Co., Incorporated, Blunt Ellis & Loewi Incorporated, and Loewi & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
08/23/2021 - Present
Morgan Stanley (Deerfield IL)
IL
06/07/1994 - 01/06/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
06/07/1994 - 06/23/1994
HBSS SECURITIES, INC.
CA
09/20/1991 - 03/23/1992
CRUTTENDEN & CO., INC. (NEWPORT BEACH CA)
CA
05/09/1985 - 10/12/1989
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
04/20/1983 - 04/15/1985
UNDERWOOD, NEUHAUS & CO., INCORPORATED
NA
04/04/1978 - 04/04/1983
BLUNT ELLIS & LOEWI INCORPORATED
NA
03/01/1975 - 04/04/1978
LOEWI & CO., INCORPORATED
BC
Issued 08/16/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1975
Series 40 - Registered Principal Examination
BC
Issued 07/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1977
Series 41 - NYSE Allied Member Examination
BC
Issued 03/07/1975
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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