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Keith Fordyce

Jefferies LLC

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About Keith Fordyce

Keith Fordyce is a financial advisor with over 20 years of experience in the industry. Keith has worked at Jefferies LLC since July 2013. Prior to Jefferies LLC, Keith worked at DAIWA CAPITAL MARKETS AMERICA INC. and KBC FINANCIAL PRODUCTS USA, INC. Keith holds licenses for Series 63, 24, 7TO, SIE and 7. Keith has been registered in multiple states in the US.

Firm Information

Keith Fordyce is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Fordyce’s Registration & Firm History

CT

07/15/2013 - Present

Jefferies LLC (STAMFORD CT)

NY

11/20/2010 - 06/21/2013

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

NY

09/20/1999 - 12/08/2010

KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)

NY

04/02/1999 - 10/29/1999

D. E. SHAW SECURITIES, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keith Fordyce.
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