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Keith Eric Neal

MFS Fund Distributors, Inc.

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About Keith Eric Neal

Keith Neal is a financial advisor at MFS Fund Distributors, Inc. Keith has been in the securities industry since July 12, 1994 and has a broad range of experience, having worked previously at PSCO International Distributors Ltd., Fidelity Investments Institutional Services Company, Inc., and Fidelity Brokerage Services, Inc.. Keith holds the following licenses: Series 6, Series 7, Series 24, Series 51 and Series 63. Keith is registered to provide investment advice in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont.

Firm Information

Keith Neal is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Neal’s Registration & Firm History

MA

03/17/1999 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

CT

07/21/1998 - 05/18/1999

PSCO INTERNATIONAL DISTRIBUTORS LTD. (STAMFORD CT)

RI

05/09/1996 - 01/27/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

01/20/1994 - 05/09/1996

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 03/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/22/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1994

Series 7 - General Securities Representative Examination

BC

Issued 01/14/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Eric Neal.
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