Unclaimed
Keith Mays is a financial advisor with over 14 years of experience in the industry. Keith holds licenses in Alabama, North Carolina, and South Carolina. Keith is a registered representative of MWA Financial Services Inc. and provides a variety of financial services to individuals, businesses, and charitable organizations. Keith specializes in financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/02/2022 - Present
MWA Financial Services Inc. (Charlotte NC)
NC
10/16/2019 - 05/19/2022
NYLIFE SECURITIES LLC (CHARLOTTE NC)
NC
09/26/2018 - 06/25/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Charlotte NC)
NC
09/29/2014 - 09/18/2018
PRINCIPAL SECURITIES, INC. (Charlotte NC)
AL
09/16/2009 - 05/14/2010
MML INVESTORS SERVICES, INC. (BIRMINGHAM AL)
AL
09/16/2008 - 08/31/2009
FARMERS FINANCIAL SOLUTIONS, LLC (BIRMINGHAM AL)
AL
06/10/2008 - 08/28/2008
MML INVESTORS SERVICES, INC. (BIRMINGHAM AL)
VA
05/12/2003 - 06/06/2008
FARMERS FINANCIAL SOLUTIONS, LLC (RICHMOND VA)
BOTH
Issued 11/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Mays is the right advisor for you? Invested Better is here to help.