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Keith Edwin

TD Securities (usa) LLC

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About Keith Edwin

Keith Edwin is a financial professional with over 14 years of experience in the industry. Keith is currently registered with TD Securities (usa) LLC, and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Credit Suisse Securities (USA) LLC. Keith's expertise extends across various areas of finance, including securities and commodities. Keith holds several licenses and certifications, including Series 3, 7, 24, 63 and SIE. Keith is currently registered in all 50 states and the District of Columbia.

Firm Information

Keith Edwin is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Edwin’s Registration & Firm History

MA

10/11/2017 - Present

TD Securities (usa) LLC (Boston MA)

MA

04/27/2015 - 10/06/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

MA

08/20/2014 - 05/21/2015

CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)

NY

05/10/2010 - 07/22/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

08/13/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 09/04/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2009

Series 3 - National Commodity Futures Examination

BC

Issued 08/12/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Keith Edwin.
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