Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Berenguer is a financial advisor registered with Ameriprise Financial Services, LLC. Keith has been in the industry since 1995 and has previously worked with Securities America, Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Dean Witter Reynolds Inc. Keith has passed the Series 31, Series 63, Series 65, Series 66, and Series 7 exams. Keith has an approved registration in 28 states with a total of 25 branch office locations. Keith has a specialization in Asset Allocation Services. Keith Berenguer can provide the following services: financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
03/27/2009 - Present
Ameriprise Financial Services, LLC (Virginia Beach VA)
VA
06/09/2009 - 09/08/2011
SECURITIES AMERICA, INC. (VIRGINIA BEACH VA)
VA
02/21/2006 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (VIRGINIA BEACH VA)
MD
09/29/1998 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/20/1995 - 10/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/04/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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