Unclaimed
Keith Edward Reardon is a financial professional with over 20 years of experience in the securities industry. Keith has a strong track record of success in providing investment advice and trading services to individual and institutional clients. Keith currently works at Triad Securities Corp. where he is registered to offer investment advice and securities trading services in Connecticut, Illinois, New Jersey and New York. Prior to joining Triad Securities Corp., Keith worked at Lek Securities Corporation, Roberts & Ryan Investments Inc., Farina & Associates, Inc., FutureTrade Securities, LLC, Sungard Institutional Brokerage Inc., Assent LLC, Andover Brokerage, L.L.C. and Knight Securities, L.P. Keith is a Series 7, Series 55, Series 57TO and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2022 - Present
Triad Securities Corp. (NEW YORK NY)
NY
06/04/2008 - 07/27/2022
LEK SECURITIES CORPORATION (NEW YORK NY)
NY
03/22/2019 - 09/26/2019
ROBERTS & RYAN INVESTMENTS INC. (NEW YORK NY)
NY
12/12/2007 - 01/28/2008
FARINA & ASSOCIATES, INC. (NEW YORK NY)
NY
06/08/2007 - 12/12/2007
FUTURETRADE SECURITIES, LLC (NEW YORK NY)
NY
10/12/2006 - 07/02/2007
SUNGARD INSTITUTIONAL BROKERAGE INC. (NEW YORK NY)
NY
03/03/2003 - 06/25/2007
ASSENT LLC (NEW YORK NY)
NY
07/08/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NJ
05/10/1999 - 01/29/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BC
Issued 05/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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