Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Edward Miller is a financial professional with over 30 years of experience in the securities industry. Keith is currently registered as a Financial Representative with Vestech Asset Management Inc., where he has been employed since 2017. Keith also holds an active Investment Advisor Representative registration in North Carolina. Keith has previously held positions with several other financial institutions, including FIRST ALLIED SECURITIES, INC., STERNE AGEE FINANCIAL SERVICES, INC., STERNE, AGEE & LEACH, INC., RYAN BECK & CO., JOSEPHTHAL & CO., INC., MARION BASS SECURITIES CORPORATION, 1717 CAPITAL MANAGEMENT COMPANY, EQ FINANCIAL CONSULTANTS, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/03/2017 - Present
Vestech Asset Management Inc. (Kings Mountain NC)
NC
08/01/2007 - 05/22/2017
FIRST ALLIED SECURITIES, INC. (KINGS MOUNTAIN NC)
NC
08/08/2005 - 07/31/2007
STERNE AGEE FINANCIAL SERVICES, INC. (KINGS MOUNTAIN NC)
AL
09/06/2005 - 10/13/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
10/25/2004 - 08/08/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NJ
10/22/2001 - 10/27/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
02/09/2001 - 10/24/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NC
07/22/1998 - 02/16/2001
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
DE
05/07/1996 - 07/17/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
09/20/1990 - 05/20/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/20/1990 - 05/20/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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