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Keith Edward Merritt

UBS Fund Services (usa) LLC

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About Keith Edward Merritt

Keith Merritt is a registered representative with UBS Fund Services (usa) LLC. Keith has been in the industry since 2012 and holds the Series 99 and SIE exams. Keith's current employer is UBS Fund Services (usa) LLC in HARTFORD, CT.

Firm Information

Keith Merritt is currently registered with UBS Fund Services (usa) LLC. UBS Fund Services (usa) LLC is a Limited Liability Company that was formed on June 30, 1996. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Merritt’s Registration & Firm History

CT

08/17/2012 - Present

UBS Fund Services (usa) LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Edward Merritt.
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