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Keith Edmond Prince

Horan Securities, Inc.

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About Keith Edmond Prince

Keith Edmond Prince is a financial advisor at Horan Securities, Inc. Keith has been in the financial industry since December 2010. Keith has Series 7, 9, 10, 63, and 66 licenses. Keith specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals. Keith is also a Certified Financial Planner.

Firm Information

Keith Prince is currently registered with Horan Securities, Inc.. Horan Securities, Inc. is a corporation registered with the SEC and in 41 states. The firm provides financial planning, pension consulting, educational seminars, and publication of periodicals. They also offer portfolio management for individuals and businesses. Horan Securities, Inc. has over 2200 client accounts with assets under management exceeding $545 million.
Horan Securities, Inc.

8044 MONTGOMERY RD

CINCINNATI, OH 45236

$545.22M

Assets Under Management

3

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Prince’s Registration & Firm History

OH

02/09/2022 - Present

Horan Securities, Inc. (CINCINNATI OH)

OH

04/16/2018 - 01/28/2022

UBS FINANCIAL SERVICES INC. (CINCINNATI OH)

KY

11/16/2010 - 04/02/2018

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 08/18/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/11/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Edmond Prince.
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