Unclaimed
Keith E. Murray is a financial professional with over 18 years of experience in the industry. Keith is currently registered with Bernstein Institutional Services LLC and has previously held positions at Sanford C. Bernstein & Co., LLC, International Strategy & Investment Group LLC, Nomura Securities International, Inc., UBS Securities LLC, and Deutsche Bank Securities Inc. Keith holds the Series 7, 86, 87, and SIE licenses as well as the Series 63 license. Keith specializes in investment advisory services and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
10/06/2014 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
10/01/2013 - 10/24/2014
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
07/06/2010 - 08/28/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/11/2009 - 06/22/2010
UBS SECURITIES LLC (NEW YORK NY)
NY
04/27/2009 - 06/09/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/08/2005 - 05/20/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/09/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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