Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Carpenter is a financial advisor with Truist Securities, Inc. Keith has over 20 years of experience in the financial services industry. Keith is a registered representative with FINRA and holds Series 7, 24, 63, 79TO, and SIE licenses. Keith has held previous positions with The Williams Capital Group, L.P. and Bear, Stearns & Co. Inc. Keith is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
05/17/2010 - Present
Truist Securities, Inc. (ATLANTA GA)
NY
09/15/2008 - 05/06/2010
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
08/22/2001 - 06/10/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CO
12/17/1996 - 09/02/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 10/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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