Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Davis is a financial advisor with LPL Financial LLC. Keith is based in Reno, Nevada and has been in the financial services industry since 2001. Keith is a CERTIFIED FINANCIAL PLANNER™ and has a Series 63, 66 and 7 licenses, as well as a Series 9 and 99TO licenses. Keith previously worked at J.P. Morgan Securities LLC and Great Circle Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
10/08/2023 - Present
LPL Financial LLC (RENO NV)
NV
09/09/2019 - 12/02/2022
J.P. MORGAN SECURITIES LLC (Sparks NV)
AZ
10/10/2012 - 05/13/2019
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
NV
05/07/2009 - 10/01/2012
GREAT CIRCLE FINANCIAL (RENO NV)
NV
01/01/2008 - 05/04/2009
WACHOVIA SECURITIES, LLC (RENO NV)
NV
12/11/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RENO NV)
IA
12/04/2003 - 12/17/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MO
08/09/2001 - 11/25/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 10/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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