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Keith David Stempel

Assetmark, Inc.

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About Keith David Stempel

Keith Stempel is a registered investment advisor with Assetmark, Inc. based in Concord, CA. Keith has been in the financial industry since 2000 and has experience working with several firms. Keith has worked for Assetmark, Inc. since 2014. Keith holds the Series 7, 63, and 65 licenses. In addition to his role as an Investment Advisor Representative at Assetmark, Inc., Keith also manages rental properties in Camarillo, CA.

Firm Information

Keith Stempel is currently registered with Assetmark, Inc.. Assetmark, Inc. is a Concord, CA-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, investment companies, and pension plans, as well as selection of other advisors and pension consulting. Assetmark serves a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and investment companies. They also offer wrap fee program participation.
Assetmark, Inc.

1655 GRANT STREET

CONCORD, CA 94520-2445

$65.62B

Assets Under Management

91,910

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Stempel’s Registration & Firm History

CA

08/14/2014 - Present

Assetmark, Inc. (CONCORD CA)

CA

04/01/2008 - 09/05/2012

CAPITAL BROKERAGE CORPORATION (PLEASANT HILL CA)

CA

05/24/2001 - 04/01/2008

ASSETMARK CAPITAL CORPORATION (SAN MATEO CA)

CA

12/10/1999 - 02/26/2001

OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 11/07/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith David Stempel.
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