Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith David Sojak is a financial advisor with Vanguard Marketing Corp. based in Charlotte, North Carolina. Keith is a registered representative with FINRA and is licensed to sell securities in North Carolina. Keith has been in the financial services industry since October 4, 2007, and has held previous roles at COMPASS BROKERAGE, INC. in Scottsdale, Arizona, and FIRST INVESTORS CORPORATION in Edison, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/03/2011 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
AZ
11/03/2003 - 12/15/2006
COMPASS BROKERAGE, INC. (SCOTTSDALE AZ)
NJ
01/29/2003 - 10/15/2003
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 08/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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