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Keith David Sharpe

Cantor Fitzgerald & Co.

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About Keith David Sharpe

Keith David Sharpe is a financial advisor with Cantor Fitzgerald & Co. Keith has been in the financial services industry since May 28, 1998. He has a Series 7, Series 52TO and Series 63 licenses. Keith has a total of 18 approved state registrations. He has previously worked at SunTrust Capital Markets, Inc. and NBC Capital Markets Group, Inc.. Cantor Fitzgerald & Co. is headquartered in New York, NY.

Firm Information

Keith Sharpe is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Sharpe’s Registration & Firm History

TN

12/15/2005 - Present

Cantor Fitzgerald & Co. (MEMPHIS TN)

GA

02/22/2005 - 12/13/2005

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

TN

05/28/1998 - 02/22/2005

NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 06/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Keith David Sharpe.
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