Unclaimed
Keith David Sharpe is a financial advisor with Cantor Fitzgerald & Co. Keith has been in the financial services industry since May 28, 1998. He has a Series 7, Series 52TO and Series 63 licenses. Keith has a total of 18 approved state registrations. He has previously worked at SunTrust Capital Markets, Inc. and NBC Capital Markets Group, Inc.. Cantor Fitzgerald & Co. is headquartered in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
12/15/2005 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
GA
02/22/2005 - 12/13/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
TN
05/28/1998 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 06/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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