Unclaimed
Keith David Hanenberg is a financial advisor registered with Cetera Investment Advisers LLC. Keith has been working in the financial industry since 1999 and has a wide range of experience in the industry. Keith holds several licenses including Series 6, 7, 24, 63, and 66. Keith has worked for various financial institutions, including Securian Financial Services, Inc., New England Securities, and Waddell & Reed, Inc. Keith's current registrations include New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/10/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
11/01/2013 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
07/27/2000 - 10/28/2013
NEW ENGLAND SECURITIES (TARRYTOWN NY)
KS
08/20/1999 - 07/07/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 10/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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