Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith David Graham is a financial advisor with Janney Montgomery Scott LLC. Keith has been in the financial industry since 1993 and has experience providing investment advice to individuals, corporations, and institutional clients. Keith holds licenses in multiple states and has passed both the Series 65 and Series 7 exams, among others. In addition to his experience at Janney Montgomery Scott LLC, Keith has previously worked at Legg Mason Wood Walker, Incorporated and Citigroup Global Markets Inc. Keith has been registered with the Securities and Exchange Commission since 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
09/01/2021 - Present
Janney Montgomery Scott LLC (New Hope PA)
PA
02/21/2006 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
MD
04/23/1993 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 06/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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