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Keith David Gaffney

Tiaa-Cref Individual & Institutional Services, LLC

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About Keith David Gaffney

Keith Gaffney is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC in Boston, MA. Keith has been working in the financial services industry since 1996. Keith has a Series 7, 9, 63 and 65 licenses. Keith is also registered with FINRA and the State of Massachusetts. TIAA-CREF Individual & Institutional Services, LLC is a registered investment advisor with the SEC and offers financial planning, portfolio management, and selection of other advisors.

Firm Information

Keith Gaffney is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Keith Gaffney’s Registration & Firm History

MA

04/11/2005 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Boston MA)

RI

09/25/1998 - 03/31/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

08/29/1997 - 09/10/1998

KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)

RI

05/20/1996 - 07/09/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 10/01/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Keith David Gaffney. Review regulatory record here.
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