Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith David Dumas is a financial advisor with SPC and has been in the industry since 2006. Keith has a combined total of 17 years of experience with both brokerage and investment advisory services. Keith is currently registered as an investment advisor representative in Florida, Georgia, Massachusetts, North Carolina, Ohio, Pennsylvania, South Carolina, Virginia, and West Virginia. Keith also has a Series 7 and a Series 66 licenses. Keith is a highly experienced and knowledgeable financial advisor who can provide a wide range of services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
WV
06/18/2019 - Present
SPC (Bridgeport WV)
WV
05/23/2014 - 06/25/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Bridgeport WV)
WV
06/12/2009 - 05/23/2014
SAMMONS SECURITIES COMPANY, LLC (CLARKSBURG WV)
WV
12/17/2007 - 06/16/2009
FSC SECURITIES CORPORATION (CLARKSBURG WV)
MN
03/10/2003 - 05/27/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/10/2003 - 05/27/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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