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Keith David Bernard

Nationwide Fund Distributors LLC

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About Keith David Bernard

Keith David Bernard is a registered representative with Nationwide Fund Distributors LLC and Nationwide Investment Services Corp. Keith has been in the securities industry for 30 years. Keith holds the Series 6, 7, 10, 26, 63, 9, and SIE licenses. Keith is registered with the state of Indiana. Keith has held previous positions with Fidelity Brokerage Services LLC, National Financial Services LLC, Fidelity Investments Institutional Services Company, Inc. and ALPS Distributors, Inc.

Firm Information

Keith Bernard is currently registered with Nationwide Fund Distributors LLC. Nationwide Fund Distributors LLC is a Limited Liability Company formed on April 29, 2007. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Bernard’s Registration & Firm History

OH

04/22/2014 - Present

Nationwide Fund Distributors LLC (Columbus OH)

NH

07/28/2008 - 06/18/2012

ALPS DISTRIBUTORS, INC. (PORTSMOUTH NH)

MA

08/15/2007 - 01/03/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

MA

03/27/2007 - 08/02/2007

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

03/16/1992 - 03/27/2007

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 03/16/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/12/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/15/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1992

Series 7 - General Securities Representative Examination

BC

Issued 03/12/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith David Bernard.
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