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Keith Daniel Muccigrosso

Scotia Capital (usa) Inc.

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About Keith Daniel Muccigrosso

Keith Muccigrosso is a financial professional with over 15 years of experience in the financial services industry. Keith is currently registered with Scotia Capital (usa) Inc. in New York. Keith has held prior roles with Goldman, Sachs & Co., Goldman Sachs Execution & Clearing, L.P., Ledgemont Capital Markets LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Keith has passed the Series 7, Series 24, Series 55, Series 57TO, Series 63 and SIE exams.

Firm Information

Keith Muccigrosso is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Muccigrosso’s Registration & Firm History

NY

06/05/2018 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

11/10/2015 - 04/12/2017

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/20/2010 - 12/21/2016

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

03/24/2009 - 05/18/2010

LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)

NY

11/28/2005 - 03/12/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keith Daniel Muccigrosso.
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