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Keith Dale Shinabargar

Smbc Nikko Securities America, Inc.

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About Keith Dale Shinabargar

Keith Dale Shinabargar is a registered representative with Smbc Nikko Securities America, Inc. Keith has been in the industry since March 7, 2011. Keith is a Series 16 licensee. Keith was previously registered with Nomura Securities International, Inc.

Firm Information

Keith Shinabargar is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Shinabargar’s Registration & Firm History

NY

06/27/2016 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

01/25/2011 - 05/16/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/20/2011

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Dale Shinabargar.
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