Unclaimed
Keith Clayton Bewick is a registered Investment Advisor Representative with TCW Investment Management Co. LLC. Keith has been in the industry since 2004 and holds several licenses, including Series 3, 7, and 63. He has a broad range of experience and specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Keith is licensed in 35 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
06/21/2006 - Present
TCW Investment Management Co. LLC (LOS ANGELES CA)
BC
Issued 08/23/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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