Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Claude Stone is a licensed securities professional with over 25 years of experience in the financial services industry. Currently, Keith Stone is registered with BTIG, LLC in San Francisco, CA. Previously, Keith Stone has worked with Wedbush Securities Inc., Pacific Growth Equities, LLC and Volpe Brown Whelan & Company, LLC. Keith Stone holds a variety of licenses and registrations, including Series 7, 24, 63, 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/19/2012 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
03/09/2009 - 03/22/2012
WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)
CA
01/14/1999 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
10/03/1996 - 01/09/1999
VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)
BC
Issued 10/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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