Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Clark is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Keith has been in the financial services industry since 1984, and has a Series 7, Series 3, and Series 63 licenses. Keith also holds a Series 65 license. Keith works with clients to provide investment consulting services, financial planning, and portfolio management. Keith is currently registered with Wells Fargo Advisors Financial Network, LLC in California, Florida, and Texas. Keith has previously been registered with Wells Fargo Clearing Services, LLC and Morgan Stanley & Co. Incorporated. Keith holds a Bachelor of Arts degree from California State University, Fullerton.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/11/2019 - Present
Wells Fargo Advisors Financial Network, LLC (IRVINE CA)
CA
01/30/2009 - 10/11/2019
WELLS FARGO CLEARING SERVICES, LLC (MISSION VIEJO CA)
CA
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
09/20/1984 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
IA
Issued 03/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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