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Keith Christopher Botti

Profunds Distributors, Inc.

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About Keith Christopher Botti

Keith Christopher Botti has been in the financial industry since 1997. Keith is currently registered with Profunds Distributors, Inc. in Bethesda, Maryland. Keith has held previous positions at Mercantile Investment Services, Inc., Mercantile Brokerage Services, Inc., and Rydex Distributors, Inc.. Keith holds Series 3, 7 and 63 licenses.

Firm Information

Keith Botti is currently registered with Profunds Distributors, Inc.. Profunds Distributors, Inc. is a corporation formed on December 22, 1986. It is registered with the Securities and Exchange Commission and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Keith Botti’s Registration & Firm History

MD

02/22/2007 - Present

Profunds Distributors, Inc. (BETHESDA MD)

MD

06/10/2004 - 02/08/2007

MERCANTILE INVESTMENT SERVICES, INC. (BALTIMORE MD)

MD

02/09/2006 - 01/24/2007

MERCANTILE BROKERAGE SERVICES, INC. (BALTIMORE MD)

MD

10/30/1997 - 05/24/2004

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 06/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/1999

Series 3 - National Commodity Futures Examination

BC

Issued 10/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Christopher Botti.
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