Unclaimed
Keith Christopher Botti has been in the financial industry since 1997. Keith is currently registered with Profunds Distributors, Inc. in Bethesda, Maryland. Keith has held previous positions at Mercantile Investment Services, Inc., Mercantile Brokerage Services, Inc., and Rydex Distributors, Inc.. Keith holds Series 3, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
02/22/2007 - Present
Profunds Distributors, Inc. (BETHESDA MD)
MD
06/10/2004 - 02/08/2007
MERCANTILE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
02/09/2006 - 01/24/2007
MERCANTILE BROKERAGE SERVICES, INC. (BALTIMORE MD)
MD
10/30/1997 - 05/24/2004
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
BC
Issued 06/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1999
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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