Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Cawley is a financial professional registered in 50 states. Keith has worked in the financial industry since December 3, 2014 and is currently registered with Fnex Capital, LLC. Prior to joining Fnex Capital, LLC, Keith was employed by International Assets Advisory, LLC, Nexpoint Securities, Inc., Brighthouse Securities, LLC and Metlife Investors Distribution Company. Keith has passed the Securities Industry Essentials Examination, General Securities Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. Keith also holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/09/2022 - Present
Fnex Capital, LLC (Torrence CA)
FL
02/07/2022 - 09/19/2022
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
TX
04/10/2017 - 01/05/2022
NEXPOINT SECURITIES, INC. (DALLAS TX)
NC
03/06/2017 - 04/05/2017
BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)
NC
10/29/2014 - 03/06/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
BC
Issued 11/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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