Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Babbitt is a financial advisor registered with Natixis Securities Americas LLC, a broker-dealer based in New York. Keith has over 5 years of experience in the financial services industry. Keith is a Series 7, Series 57, and Series 99TO licensed professional with a strong understanding of the financial markets. Keith holds a Series 63 license and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2021 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
09/21/2015 - 04/23/2021
JEFFERIES LLC (NEW YORK NY)
NY
06/27/2012 - 08/20/2012
TRADESTATION SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2018
Series 57 - Securities Trader Exam
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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