Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith C Van schaick is a financial professional with over 20 years of experience in the industry. Keith is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Keith has a Series 7, 9, 10, 63, 99TO, and SIE. Keith is a licensed financial advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/15/2013 - Present
National Financial Services LLC (WESTLAKE TX)
TX
03/11/2009 - 12/02/2009
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
08/10/2006 - 10/19/2007
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
07/16/1997 - 08/10/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 04/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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