Unclaimed
Keith Bryan Schroeder is a financial advisor based in West Des Moines, IA. Keith has been in the industry since September 27, 2012 and is currently registered with Sammons Financial Network, LLC. Keith holds the Series 7, Series 24, Series 99TO and SIE licenses and has passed the General Securities Representative, General Securities Principal and Operations Professional exams. Previous to joining Sammons Financial Network, LLC, Keith was employed by SAMMONS SECURITIES COMPANY, LLC in Ann Arbor, MI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
03/03/2014 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
MI
09/25/2012 - 02/28/2014
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
BC
Issued 06/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Schroeder is the right advisor for you? Invested Better is here to help.