Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Brofsky is a financial advisor with LPL Financial LLC, based in New Berlin, WI. Keith has over 20 years of experience in the financial industry and has held various roles at different firms including FSC Securities Corporation, Wachovia Securities, LLC, and Prudential Securities Incorporated. Keith is licensed to provide financial advice in numerous states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/21/2012 - Present
LPL Financial LLC (NEW BERLIN WI)
WI
10/28/2008 - 10/31/2011
FSC SECURITIES CORPORATION (BROOKFIELD WI)
WI
07/30/2004 - 10/20/2008
WACHOVIA SECURITIES, LLC (MEQUON WI)
NY
11/24/1999 - 10/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/25/1988 - 02/21/1989
NATIONAL SECURITIES NETWORK, INC.
BOTH
Issued 02/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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