Unclaimed
Keith Brent Ruckman is a financial advisor registered with Stonex Advisors Inc. Keith has been in the financial services industry since 1994. Prior to joining Stonex Advisors Inc. Keith worked for WRP INVESTMENTS, INC., WUNDERLICH SECURITIES, INC., CAPITAL SECURITIES OF AMERICA, INC., A. G. EDWARDS & SONS, INC., WALNUT STREET SECURITIES, INC., FRANKLIN FINANCIAL SERVICES CORPORATION, PRUCO SECURITIES CORPORATION, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Keith is a Series 7, Series 6, Series 63 and Series 65 licensed representative and is registered in Florida, Kentucky, Maryland, Ohio, Pennsylvania, South Carolina, Virginia, Washington and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WV
01/30/2015 - Present
Stonex Advisors Inc. (Bridgeport WV)
WV
03/31/2011 - 09/12/2014
WRP INVESTMENTS, INC. (BRIDGEPORT WV)
WV
03/01/2007 - 04/01/2011
WUNDERLICH SECURITIES, INC. (MORGANTOWN WV)
OH
07/31/2006 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)
WV
01/14/2000 - 08/10/2006
A. G. EDWARDS & SONS, INC. (MORGANTOWN WV)
CA
03/20/1997 - 01/11/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
TX
08/23/1994 - 04/03/1997
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NJ
10/07/1993 - 12/02/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/16/1993 - 09/30/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/16/1993 - 09/30/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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