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Keith Brent Ruckman

Stonex Advisors Inc.

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About Keith Brent Ruckman

Keith Brent Ruckman is a financial advisor registered with Stonex Advisors Inc. Keith has been in the financial services industry since 1994. Prior to joining Stonex Advisors Inc. Keith worked for WRP INVESTMENTS, INC., WUNDERLICH SECURITIES, INC., CAPITAL SECURITIES OF AMERICA, INC., A. G. EDWARDS & SONS, INC., WALNUT STREET SECURITIES, INC., FRANKLIN FINANCIAL SERVICES CORPORATION, PRUCO SECURITIES CORPORATION, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Keith is a Series 7, Series 6, Series 63 and Series 65 licensed representative and is registered in Florida, Kentucky, Maryland, Ohio, Pennsylvania, South Carolina, Virginia, Washington and West Virginia.

Firm Information

Keith Ruckman is currently registered with Stonex Advisors Inc.. Stonex Advisors Inc. is a Registered Investment Advisor (RIA) based in Birmingham, Alabama with a strong national presence. They provide financial planning and consulting services to individuals, businesses, and charitable organizations. Stonex manages over $4.5 billion in assets, with a dedicated team of over 200 licensed agents, investment advisor representatives, and registered representatives.
Stonex Advisors Inc.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$4.52B

Assets Under Management

48

Total Clients

241

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Ruckman’s Registration & Firm History

WV

01/30/2015 - Present

Stonex Advisors Inc. (Bridgeport WV)

WV

03/31/2011 - 09/12/2014

WRP INVESTMENTS, INC. (BRIDGEPORT WV)

WV

03/01/2007 - 04/01/2011

WUNDERLICH SECURITIES, INC. (MORGANTOWN WV)

OH

07/31/2006 - 03/01/2007

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

WV

01/14/2000 - 08/10/2006

A. G. EDWARDS & SONS, INC. (MORGANTOWN WV)

CA

03/20/1997 - 01/11/2000

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

TX

08/23/1994 - 04/03/1997

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

NJ

10/07/1993 - 12/02/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

08/16/1993 - 09/30/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

08/16/1993 - 09/30/1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/08/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/13/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Brent Ruckman.
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