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Keith Bradley Seger

MM Ascend Life Investor Services, LLC

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About Keith Bradley Seger

Keith Bradley Seger is a registered representative with MM Ascend Life Investor Services, LLC. Keith has been in the securities industry since 1999. The firm primarily offers insurance and investment products. Keith's experience includes positions at BISYS Fund Services Limited Partnership, Great American Advisors, Inc., and John Hancock Distributors, Inc. Keith holds several securities licenses, including Series 6, 7, 26, 66, and SIE, and maintains his registration with the state of Ohio.

Firm Information

Keith Seger is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Keith Seger’s Registration & Firm History

OH

09/06/2016 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

ME

08/04/2005 - 06/19/2006

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

OH

01/21/1999 - 04/29/2005

GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)

MA

06/18/1998 - 12/07/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 12/21/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/27/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Bradley Seger.
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